SEBI directs MIIs to establish SOPs for disciplinary actions against KMPs
The guidelines emphasize corporate governance, data security policies, and the use of technology for regulatory processes, ...
Crunch time as bidders plot final Platinum moves
The takeover tussle for ASX-­listed Platinum Asset Management will come to a head – or fizzle out – in the next week or two, ...
Fiber optic maker plans expansion in Spartanburg County with $156M investment and 153 new jobs
AFL Telecommunications plans Duncan expansion with $156 million investment and 153 new jobs. Spartanburg County has pledged ...
Tax Guru3d
SEBI Guidelines to Stock Exchanges, Clearing Corporations & Depositories
November 22, 2024 Sub: Guidelines to Stock Exchanges, Clearing Corporations and Depositories Based on the recommendations of the Committee on Strengthening of Governance of Market Infrastructure ...
Financial Advisor IQ12d
LPL Wins $250K+ in Clawback Against Barred FA
This week, a Finra arbitration panel awarded LPL compensatory damages of $254,944.21, which included interest accrued through Nov. 7, plus interest at a daily rate of nearly $50 until the judgment is ...
Standard Chartered’s New Share Awards for Employees
Standard Chartered (GB:STAN) has released an update.Don't Miss our Black Friday Offers:Discover the latest stocks recommended by top Wall ...
JD Supra27d
Clawbacks Can’t Touch This: Executives, Protect Your Pay with Clawback Insurance
The US Securities and Exchange Commission (SEC) adopted rules in 2022 that implemented the compensation recovery (“clawback”) provisions of the Dodd-Frank Act. The New York Stock Exchange ...
Nairametrics16d
FTX sues Binance, Former CEO Zhao in $1.8 Billion Clawback Case
The bankruptcy estate of the defunct cryptocurrency exchange FTX has filed a lawsuit against Binance and its former CEO, ...